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www.legacy.comAre there events disclosed about this representative? Yes The following types of events are disclosed about this representative: Type Count Customer Dispute 1 User Guidance www.adviserinfo.sec.gov 1 ©2025 FINRA. All rights reserved. Report about RICHARD MICHAEL BAKER. … WALTHAM, MA 02453-3483 Employment 1 of 1 IA Regulator Registration Status Date B FINRA General Securities Principal Approved 10/26/2006 B FINRA General Securities Representative Approved 10/26/2006 … Agent Approved 11/13/2006 B...
reports.adviserinfo.sec.gov