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Edward Jones’s Remedial Efforts 30. In determining to accept the Offer, the Commission considered steps undertaken by Edward Jones prior to and after being approached by Commission staff, as well as cooperation afforded the Commission staff. As noted in Paragraph 13, in 2015, prior to being contacted by
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generations-dark.edwardjones.comEdward D. Jones & Co. is the latest financial services firm accused of breaching its ERISA fiduciary duties by using its employees’ 401(k) plan assets for its own benefit and paying excessive fees to Mercer HR Services Inc. (McDonald v. Edward D. Jones & Co., L.P., E.D. Mo., 4:16-cv-01346, complaint filed 8/19/16).
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